February 02, 2009
The economic
stimulus package proposed for education in 2009 will need more strict
guidelines for spending than policies of former times. We have
seen
serious questions arising from citizens and political leaders about the
banking, insurance, and automobile worlds that took bailout money and
then
continued operations as usual – sometimes worse than customary.
Taxpayers
in the
Conducting
research only in the
Looming large is
the fact that school planning and design have been dominated by
for-profit
businesses operated by planning and architectural consulting firms, the
majority of which is controlled and made up of white upper middle class
males
in the United States. This group has done limited data-based
research,
making it difficult to find credible evidence on solid educational
facilities
planning and design in the
Since the
for-profit business sector has been paid by school boards to plan,
design, and
build schools, the blame for poor schools and failing infrastructure
lies
partially at the feet of educational leaders and school
boards.
Notwithstanding, the educational system and the for-profit businesses
share
equally in the demise of school design and poor student achievement in
the
The general
policy context for delivering educational facilities in the

Figure 1: The Policy Making Context
for
Developing Educational Facilities
Few schools have
been constructed to the satisfaction of educators. Some major
complaints,
backed up by research findings, are that schools often are not built to
the
scale of the student (age appropriate heights and dimensions), and
students in
these schools do not have adequate space for learning and circulation
(Meek,
1995). Natural lighting is poor, or nonexistent in many
classrooms,
although it has been shown to positively influence student productivity
(Heschong Mahone Group, 1999).
One cause for
the inadequate school facility is that the people who use the facility
are, for
the most part, ignored during the process of developing educational
learning
environments (Figure 1). This oversight may be caused by the
perceived
need to rush toward school construction, sanctioned by poor educational
planning at the state and local levels, and ignorance about
participatory
processes and school design on the part of educational leaders and
school boards.
Often educational leaders and school boards have not exhibited
knowledge or
patience to utilize group process techniques needed to build
schools.
They most often ignore community participation strategies such as those
proposed by Sanoff (2000). Thus, the lack of stakeholder
participation is
a major contributor to the problem of building bad schools. All
too often
school boards ignore teachers, students, and parents, or allow only a
cameo
role suggested by the for-profit business that has taken over most
school
development in the
Some Facts and
Fiction about the Expected Product (Student
Outcomes)
The SDPL (2009)
has completed research that goes beyond case studies, best practices,
and
statistical relationships by identifying the effects of the school
environment
on student outcomes. Since 1997, the SDPL’s research agenda has
been
described as The ABC’s for Upgrading School
Environments, where we have
continuously looked at the affective, behavioral, and cognitive
dimensions of
student learning and linked these factors, through sound statistical
methods,
to the physical environment of the school. Repeated studies at
the
Throughout the
United States, many students are crammed into deteriorating schools
that need
billions of dollars in repairs, renovations, or construction (National
Center
for Educational Statistics; 2000, 2003, 2007). If we follow the
currently
prevailing policies of planning and designing public schools in the
United
States, and if the needed change is attempted through these old
policies on
building and renovating schools, there is little hope that our county
will ever
come out of the educational slump plaguing most public schools. I
contend
this is true because one of the last research frontiers in education is
the
school facility and how it affects student learning and behavior.
We are
just beginning to find how it influences student learning. But,
following
the old policies on educational facilities development will only lead
the
educational system to implode under failed planning, design, and
construction
policies of recent years. There are some quotes of fiction,
facts, and costs being spread throughout the media:
Parents, students, and teachers do not
know what they
want. However, architects and planners do know what facilities
are best
for teaching and learning.
Minimize the community inputs about
school design and
construction to save time. Parents, students, and teachers just
get in
the way of bringing the school in under cost and delay the time lines.
Smaller classes are best for student
teaching and
learning. Ignore the number of students per usable square foot.
If we involve the community
stakeholders, let’s keep it to one
or two meetings, and then they will think they had a part in developing
the
school. Group process requires too much time.
Windows in classrooms waste
energy and money and cause
distractions for the student. By keeping students from seeing
through
windows to the outside, their attention can be focused on the
teacher.
Schools without windows and natural light are less expensive and more
energy
efficient.
Students perform just as well in a
dull school as a fancy
school; and the teacher-centered method of teaching is adequate
(sitting in
straight rows and listening to teachers lecture). The design of
the
school does not matter, so build the school as cheaply as possible, and
eliminate frills and aesthetics (the fancy school house).
Well-designed classrooms influence how
children learn and bring
aesthetics to a traditionally dull atmosphere. This is partially
true
since we have hard evidence on certain design features, but the
statistical
data are thin regarding aesthetics, although we wish it were not (SDPL,
2009).
President Obama proposes to enhance
schools by making the
technology and the Internet available to students. This may be
one of the
most important gifts students ever receive from the public school
system.
Our research on school design and after school programs supports the
use of
technology as an effective influence on student learning (Tanner, 2006).
There is a growing body of evidence
that improving classrooms
influences student performance positively. SDPL research supports
this
aspect of the President’s policy proposal (SDPL,
2009).
Students attending crowded schools and
classrooms have lower
academic performance. This relates to the notion that “smaller is
better,” but smaller and crowding must be clarified (Wohlwill and van
Vliet,
1985). Student population density, not whether the school is
small or
large, is one significant area ready for change. Swift (2000)
found that
students attending schools having more that 100 architectural square
feet per
student scored significantly higher on standardized tests.
There exists very limited data
indicating that smaller class
sizes or schools actually help to improve student outcomes across all
socioeconomic (SES) classes. Achilles, Finn and Bain (1998), in their
classic
study, found that smaller classes were helpful to children in
inner-city
schools. This statement may not apply to
all SES classes, however. The SDPL has hard data that can be
backed-up
with statistical evidence showing that ample space and circulation
patterns
correlate with improved standardized test scores across all SES classes
(Tanner, 2008).
Principals in primary and secondary
schools note that
deteriorating conditions interfere with learning (National center for
Educational Statistics, 2007). Power outlets are scarce in older
schools,
and may impede the use of technology.
Older schools frequently have mildew
and mold in the walls and
carpeted floors, due to leaking roofs.
This brings on allergy and asthma problems, even when the floors
are
cleaned regularly.
Many hallways in schools across the
There are cost figures everywhere, and
no one knows exactly how
much money is needed to restore the broken schools and build new,
adequate
learning environments. By starting with a set of sound policies
and
procedures, not heretofore uniformly employed, we can make a difference
in as
much time as is needed to plan and construct appropriate learning
environments.
Estimates are simply estimates, and
the cost of upgrading
schools ranges from $200 billion to $400 billion as reported by
the
National Education Association, the American Federation of Teachers,
and the
Council of Educational Facility Planners, International.
Local and state governments and private
businesses must share these costs. The federal dollar,
alone, will
not solve the problem. In general,
federal dollars account for only a small portion of construction and
other
school needs. State and local governments almost always spend a higher
percentage on school construction than the federal agencies.
Federal agencies should consider
supporting local school
construction with low cost bonds. This would be a sound approach
to get
the school planning and construction jobs done according to better
policy,
especially if local governmental agencies are willing to change current
policies and procedures.
School facilities planning,
design, and construction can
begin immediately, upon release of the financial stimulus package
proposed by
President Obama. Jumping to construction without serious planning
as
described in the following section, is a waste of money and is not even
a
short-term fix.
Non-profit
educational organizations must take authority over for-profit
organizations to
demand that any new educational form (building), by necessity,
accommodates the
educational functions set forth by the community who is paying most of
the cost
of the project. This is not going to be easy since there are too
many
players that think they know what is needed by the educational
institutions
(see for example Figure 1). The for-profit organizations
say, “Let
us tell you what you need, because we can save you money.” The
for-profit
organization knows that there are educational specifications and a
school
design in a drawer or on a computer hard drive that will be perfect for
your
community, and at a reduced percentage of normal architectural
charges.
The non-profit educational organization is accustomed to being told
what to do
if they want the funding to come through. So, “we
get what we get” and should be glad to get it; and of course,
we saved money since we received a discount on the architectural and
design
fees.
Here are some
actions in Table 1 that ensure that architectural form will follow
educational
function – to let the educational program dictate school design.
Educational decision makers should demand that form must follow
function.
Table 1
Develop an Educational Program that
·
In
the pre-planning stages, demand that curriculum experts
define current and future educational trends.
·
Identify
current and future teaching and learning styles that
will be experienced in the new school facility.
·
Know
the current and expected demographics of the school.
·
Review
data-based research on how the educational environment
influences student outcomes and be very cautious about best practices
(Always
ask: whose best practices and know if they may be generalized to
your
setting – Remember best practices
research is an oxymoron).
·
Complete
educational planning and concept design through focused
strategic planning before
employing an architect or design team. Therefore, the non-profit
tells
the for-profit organization what functions are to be accommodated by
the design
(form) of the school.
·
Since
architectural fees are in the range of 6% to 10% of the
total cost for building a school, reduce the architect’s load by
shifting more
activities into focused strategic planning.
Lower the percentage from 5% to 9% and reduce the architects workload
and
responsibilities.
·
Revise
state and local policies governing architects.
·
Set
aside approximately 1% of the expected project cost for
pre-planning, including focused strategic
planning and concept design, and allow no interference from the
for-profit
industry. Stay away from influence of for-profit
organizations outside education in planning for school learning
environments.
__________________________________________________________________________________________________
Through continuous
use and work with students and school systems according to various
strategic
planning models, the SDPL has discovered and implemented a hybrid of
several
paradigms that is labeled Focused Strategic Planning (FSP). This five-step strategy discussed in the next
sections might be employed to upgrade the educational facilities
planning
processes in the

Figure
2. A Modification of Existing Policy to Ensure Better Student
Outcomes
Focused Strategic Planning Activities
for
Developing Educational Facilities
Five Steps in the Policy Implementation Proposal
This section introduces basis steps in
the
development of a facilities plan. The
Focused Strategic Planning (FSP) model, as used here, is a modified
version of
traditional, generic strategic planning. Intended to generate
focused
goals for the development of educational specifications and concept
design, FSP
enhances the process for achieving a school facilities plan by relying
on educationally
desirable design principles. We may wish to avoid the selection
of some
of the educational specifications already cataloged and stored for
instant
retrieval because they may be irrelevant to critical, unique program
demands. Our goal is to create focused
goals for educational design. Once the goals for educational
specifications
clearly represent a unique setting, the task of completing focused
educational
specifications may be administered under architectural or design team
supervision. Selected personnel that participated in the FSP
activity and
the architectural team should follow the goals set forth in this phase
of
planning for the completion of educational specifications.
Once the educational plan has been
completed (the goals for educational specifications and
concept design are written and approved), it is time to select the
architect to guide the translation of goals and concept designs into
schematic
design. Therefore, this exercise stops short of developing written
educational
specifications because it is desirable to complete them with the
assistance of
the architectural team. Educational specifications, including code
requirements, guide the structural plans of the school facility, making
way for
bidding and construction.
Step
I – Decide Who Should be
Involved in Planning
Usually a leadership team of
approximately 15 - 25 members who are committed to FSP and represent a
cross
section of “stakeholders” is ideal to complete “real-time” planning,
programming and concept design. For example, for the leadership
team, I
recommend the inclusion of a paid “outside the school” facilitator who
is also
and educator with a strong interest in school design, two or three
members of
each activity team representing various program elements
(English, Mathematics,
Music, Physical Education, Art, etc.), and a professional planner who
is also
and educator. The leadership team must be composed of members who
are
energetic, dependable, knowledgeable, and compatible. Ideally,
the
facilitator of the smaller activity teams is also a member of the
leadership
team. Typically, the school system’s educational planner has the
job of
identifying, inviting, and selecting people who will participate in the
FSP
process.
It is important to select membership on
leadership and activity planning teams very carefully because these
individuals
will be working together for a long time.
When planning and designing a new school, teams such as
mathematics,
science, English, etc., according to subject area, may be formulated to
focus
on strategic goals, objectives, plans, and design. The suggested
sequence of
monthly meetings for a practical setting is straightforward: The
leadership team and the activity teams meet together, first, for
orientation.
Thereafter, all activity teams meet before the meeting of the
leadership
team. In essence, once the teams hold their first meeting, the flow of information from the bottom up
helps to shape the FSP that includes, vision, mission, goals,
strategies, goals
for educational specifications, and concept design.
Step
II - Develop
a Focused
The mission will probably be a
complementary
part of the larger vision and mission already established by the
school. A mission statement
designed to change the school’s infrastructure should focus on the
physical
environment. It is a “a belief”
statement around which the school and its clients can organize their
energies
and efforts – what we believe about how the educational learning
environments
should facilitate the curriculum, forming the foundation for the
remaining FSP
activities and supporting a shared vision for the total organization.
It is a description of why the physical learning environments exist. The mission is the benchmark statement against
which all planning steps can be tested for relevance. I suggest
following
the planning model of Clay,
Step III - Construct Factual Statements
that
Support the Design of the School and Educational Specifications
With knowledge
of the trends and issues from the environmental scans (Usually
curriculum,
organizational, and demographic pre-assigned studies of the school
service
area) curriculum and program needs of the school, and school support,
develop a
list of assumptions about what the school should look like in 5 - 10 -
20
years. It is impossible to predict the future accurately, but it
is necessary
to make some assumptions about the future. This type of thinking
supports
what Clay et al (1989) refer to as a surprise-free
scenario. The surprise-free scenario depends on sound,
factual
information.
Surprise-free
scenario statements are direct spin-offs of the internal and external
information found in the studies of the program, organization, and the
demographic analysis of an area. They are assumptions about the
future
based on past trends, current data, and best estimates of
experts. The
examples below should inspire ideas for surprise-free scenario
statements. They also represent the ideal school that
stakeholders have
in mind for this project.
Examples of Surprise-Free Scenario
Statements
School
Community
These are the
basic assumptions that guide the design goals and infer the educational
specifications. It is now time to
encourage the team members to begin searching the library and Internet
for
examples of school designs, since design is now in view. At this
point,
the FSP team should know the number of students to be served and the
expected
program of study (Such a study could be completed by some of the FSP
team
members, but might best be commissioned to an independent team early in
the
process). This information should correspond to and be influenced
by the
results of the factual information collected by the FSP team. The
types
of scheduling to be used in the school must be known before step IV
begins. The
FSP team must be encouraged to think about the future, and to plan a
school for
3 years from now as well as for 20 – 30 years from now.
This is a time
consuming step for the activity teams, involving the development of
goals for design and educational
specifications based on the “surprise-free” scenarios and mission and
vision
for the new school. The development of concept design may
parallel the
development of goals for specifications, since almost nothing in the
“real
world” is accomplished in a linear manner. One purpose of the
goals for
educational concept design is to assist the architect or design team in
developing and modifying educational specifications.
Given that the
school environment is assumed to influence student outcomes, the
purposes of
goals for concept design and educational specifications are to
facilitate a
comprehensive description of the spaces needed to facilitate the school
program. Some examples of goals for
educational specifications are:
Goal: To provide a program that
will accommodate more than
one teaching and learning philosophy.
Goal: To select furniture that is
comfortable, flexible,
and amenable to the teaching and learning philosophies.
Goal: To provide ample
usable space (from 39 to 49 square feet) for each student and
teacher
within each classroom.
Goal: To provide for natural light on at least two sides of each
learning space.
Goal: To ensure ample circulation patterns within classrooms
and within the school.
Goal: To provide for ample
outlets to
“green” outdoor learning areas.
Goal: To ensure that all
classrooms have
views
overlooking life.
Goal: To provide toilets in each classroom for
safety, convenience, and security.
After writing
each set of goals, perform a reality check: Does the goal fit the
school
philosophy and mission statements? Does it address one of the
needs,
problems, or opportunities identified through the scenarios? Can
it be
accomplished? Is it something worth doing?
Step V- From
Goals to Concept Design to Educational Specifications
Now is the time
to sketch the floor plans and
perhaps 3-D views that illustrate the goals for design and
specifications. Up to this point, the job of the collective
effort of FSP
team has been that of an educational planner describing and explaining
the
program and program needs, and clarifying the intent for teaching and
learning.
Therefore, translate the strategic design goals in Step IV into a
concept
drawing. The concept drawings and sketches must follow the philosophy
and
values defined in the strategic plan (Which, if records are kept
throughout,
includes these five steps of pre-design planning). The goals and
concept
drawings are direct outgrowths of the overall values, philosophy,
vision, the
environmental information, and the surprise-free scenarios. The
concept
design should be reasonable and achievable, and should correlate to
concepts
developed in previous steps. At this point, we transition to the
desired
design.
To keep the
illustration in context, consider six goals found from Step IV and
illustrated
in Figure 3. This is the product of the FSP method. It sets
the
stage for the development of schematic drawings. It
has been developed completely by educators who are also planners.
Goal 1: To provide for natural light on at least two
sides of each learning space.
Goal 2: To ensure ample circulation patterns within classrooms
and within the school.
Goal 3: To provide for ample
outlets to
“green” outdoor learning areas.
Goal 4: To ensure that all
classrooms
have views
overlooking life.
Goal 5: To provide toilets in each classroom for
safety, convenience, and security.
Goal 6: To provide ample
circulation patterns and usable space (from 39 to 49 square feet)
for each
student and teacher within each classroom
The concept
drawing in Figure 3 was inspired by the schematic illustration shown by
Roger
Shepard in his description of

Figure
3. Classroom Concept Drawing With Six Design Goals
Note that there
are computer assisted drawing programs (CAD) that can provide a much
more exact
scaled drawing. However, the results of
Steps I through V
allow us to communicate to the architect exactly how we think the
design goals
might be implemented in a school. I prefer this approach
instead
of “bubble diagrams” that are sometimes used to convey space
relationships for
a program. Power Point was used to
develop Figure 3, but in different settings, with people having
different
talents, sketches made by hand or with CAD programs.
The above
five-step procedure encourages community participation.
Hopefully, teachers and students will become
part of the planning and design teams funded by the President’s
stimulus
package. This focused strategic planning procedure is a radical
policy
change for many school districts in the
1 Over the past years as consultant and
student of educational
facilities planning, the author has studied school facilities planning
in
Arizona, Tennessee, Illinois, Missouri, West Virginia, Virginia, South
Carolina, Georgia, Florida and in 2008, the state of California.
The
model discussed in this article was presented to the California
Department of
Education in October 2008.
References
Achilles, C. M., Finn, J. D., &
Bain, H. P. (1998). Using
class size to reduce the equity gap. Educational
Leadership, 55(4): 40-43.
Clay, K, Lake, S., and Tremain, K.
(1989), How to Build a Strategic Plan, Ventures for
Public Awareness,
Earthman, G. (2000). Planning
educational facilities for the next century.
Heschong Mahone Group.
(1999). Daylighting in schools.
Meek, A. (ed.) (1995). Designing
places for learning.
http://nces.ed.gov/pubsearch/pubsinfo.asp?pubid=2007007
Sanoff, H. (2000). Community
participation methods in design and planning.
SDPL (2009). School Design and Planning
Laboratory. The
Sommer, R. (1969). Personal
Space, Prentice-Hall, Inc.,
Sommer, R. (1983). Social
Design.
Swift, D.O. (2000) Effects
of student population density on academic achievement in
Tanner, C. K., Lackney, J. A. (2006). Educational facilities planning: Leadership, architecture,
and
management.
Tanner, C. K. (2008). Explaining
relationships among student
outcomes and the school’s physical environment. Journal of
Advanced Academics, 19 (3), 444-471.
Wohlwill, J. F., & van Vliet, W.
(1985). Habitats
for children: The impacts of density.
Coda
Now, let's review how this model
facilitates three objectives: Improve
school infrastructure, Spend the stimulus dollars wisely, and share
the wealth.
Consider the personnel required to build a
$7,000,000.00 school through the Business
as Usual
Model as compared to the FSP
Model.
Architectural Firm (4 People, including architects and engineers)
Lending Agency (1)
Building Contractors
(Land Preparation - 3)
(Code Enforcement - 1)
(Carpenters, Electrical, and Mechanical - 20)
The Business as Usual Model will employ a minimum of 29 people to build a school within 2 years.
Educational Planners (2)
Facilitators (2)
Recorder (1)
Curriculum Experts (One per subject area - so let’s use 6 in this example)
Forecasting Student Population (1)
Area analysis and demographic analysis (3)
Professional cost estimator (1)
Educational Specifications (2)
School Transportation (1)
Incorporating
this model requires an additional 19
professionals and approximately 2.5 years from beginning to
building occupancy.
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